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By George H. Friedman, SAA Editor-in-Chief Until now, the many anti-arbitration bills introduced in the 116th Congress have been ..read more
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Securities Arbitration Commentator | SAC.. by Securities Litigation Alert - 12h ago

By David C. Franceski, Jr. *Pennsylvania’s Unfair Trade Practices and Consumer Protection Law (“UTPCPL”) prohibiting fraud in ..read more
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By George H. Friedman, SAA Editor-in-Chief Just as the SEC’s Regulation Best Interest was about to go into effect September 10, several ..read more
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Securities Arbitration Commentator | SAC.. by Securities Litigation Alert - 1w ago

By Paul J. Dubow *Identification of an investment entity as a limited partnership and the promise of a fixed return indicates that the ..read more
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At the tail-end of June SAC brought together for a wide-ranging discussion the current and future Presidents of PIABA — Christine Lazaro ..read more
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By David C. Franceski, Jr. The use of equity proceeds from future investors to pay down borrowings used for distributions to current ..read more
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Here’s the difference we’re seeing: back in January of this year, FINRA’s Office of Dispute Resolution reported in its monthly ..read more
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By James L. Komie An employee is bound to arbitrate under the employer’s modified arbitration program requiring arbitration of ..read more
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By George H. Friedman, SAA Editor-in-Chief Evaluating the parties predispute arbitration agreement (“PDAA”) for delegation of ..read more
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By Paul J. Dubow *Although an appraisal may sometimes be considered to be an arbitration, the underlying contract must specifically ..read more

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