Stoltmann Law Offices, P.C., a Chicago-based securities, investment fraud, and investor rights law firm that offers victims representation on a contingency fee basis nationwide, continues to file FINRA Arbitration cases for aggrieved investors who have lost money in structured notes.  The Big Banks specifically, JP Morgan, UBS, Morgan Stanley, Goldman Sachs, and Citigroup, have [...] The post Big Banks Make Big Bucks Selling Junk Notes to Clients appeared first on Stoltmann Law ..read more

FINRA Hits Stifel Nicolaus with Almost $3 Million in Fines and Restitution As a Result of the Firm’s Repeated Failures Related to Non-Traditional Exchange-Traded Investments Stoltmann Law Offices, P.C. is a Chicago-based securities, investment fraud, and investor rights law firm that offers victims representation on a contingency fee basis nationwide.  Few firms across the [...] The post FINRA Fines Stifel Nicolaus Nearly $3M for Non-Traditional ETF Failures appeared first on Stoltmann Law ..read more

If you were a client of Net56, Inc, a Deer Park, Illinois based Managed IT Solutions Services Provider, please contact our law firm for a no cost, no obligation review as to services provided and whether you might be entitled to damages related to services not rendered resulting in the charging and billing practices [...] The post Potential Lawsuit Against Net56, Inc. for Mismanaged IT Services appeared first on Stoltmann Law ..read more

The post Reg BI Client Claims Double In 2023 As FINRA Arbitrations Jump 12% appeared first on Stoltmann Law ..read more

The post SEC Penalizes TIAA Subsidiary $2.2M Over IRA Fee Violations appeared first on Stoltmann Law ..read more

mCloud Technologies is now worth $0.000 per share which means Investors in both their common stock and Debentures have likely lost a bundle. Brokerage firms and investment advisors who recommended this company to their clients are targeted for investor complaints for fraud and suitability violations. mCloud Technologies’ Stock is Worthless, what Does that Mean [...] The post mCloud Investors Should Evaluate FINRA Claims to Recover Investment Losses appeared first on Stoltmann Law ..read more

The Fines are in Connection with Financial Advisors Using Text Messaging and Other Forms of Direct Communication, like WhatsApp to Communicate with Clients On February 9, 2024, the United States Securities and Exchange Commission (“SEC”) fined sixteen firms a total of $81 million for “widespread and longstanding failures” by firms and their employees “to [...] The post SEC Fines Broker-Dealers $86 Million For Record-Keeping Failures appeared first on Stoltmann Law ..read more

Stoltmann Law Offices Alleges SA Stone Wealth Management Financial Advisor Lawrence Waller Used a Stock-Picking Strategy That Resulted in Huge Losses to Their Client Stoltmann Law Offices, P.C. is a Chicago-based securities, investor protection, and consumer rights law firm that offers victims of fraud, negligence, and breach of fiduciary duty representation on a contingency [...] The post Stoltmann Law Alleges SA Stone Advisor Larry Waller Used a Stock-Picking Strategy appeared first on Stoltmann Law ..read more

iCap Equity Chapter 11 Bankruptcy filing means Investors stand to lose everything. Brokerage firms and investment advisors are in the crosshairs of investor complaints for fraud and suitability. What does the iCap Enterprises mean for Investors? On September 29, 2023, iCap Equity, LLC along with numerous affiliates, filed for Bankruptcy under Chapter 11 of [...] The post iCap Equity Bankruptcy appeared first on Stoltmann Law ..read more

Nightingale Fraud Wipes Out $63 Million in Investor Money – Why Did CrowdStreet Raise So Much Money from Investors for a Scam? CrowdStreet Has Some Serious Explaining to do to Investors in now-bankrupt Nightingale Properties What Role Did CrowdStreet Play in Raising Funds for Nightingale Properties? CrowdStreet, Inc. put together two investment deals to [...] The post CrowdStreet Has Explaining To Do In Now Bankrupt Nightingale Properties appeared first on Stoltmann Law ..read more