Congress passed the Corporate Transparency Act (CTA) on January 1, 2021 with the intention of giving law enforcement another tool to combat money laundering, terrorist financing, tax fraud, and other illicit activity ..read more

In the United States, both the Securities Exchange Commission (SEC) and the various states' securities commissions regulate securities. Proper securities compliance when a private issuer is engaging in sales of securities requires exemption from registration under federal and applicable state(s) laws or registering securities. This article focuses on exemption compliance ..read more