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Law Professor Blogs Network » Securities Law Prof Blog
2d ago
The following law review article relating to securities regulation is now available in paper format: Zev G. Beeber, Democratizing Opportunities to "Invest in What You Know": A Proposal to Expand Access to Exempt Offerings for Intra-Industry Experts, 22 U.C. Davis ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1w ago
The following law review articles relating to securities regulation are now available in paper format: Sofia Aizenman, Note, The Art World of Digital Assets: How Non-Fungible Tokens Create a Loophole in Anti-Money Laundering Regulations, 44 Cardozo L. Rev. 1179 (2023 ..read more
Law Professor Blogs Network » Securities Law Prof Blog
3w ago
The following law review articles relating to securities regulation are now available in paper format: Pangyue Cheng, Institutional Investors in China: Problems and Prospects, 2022 Colum. Bus. L. Rev. 664 (2022). Jennifer S. Fan, Nontraditional Investors, 48 BYU L. Rev ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1M ago
The following law review articles relating to securities regulation are now available in paper format: Jo-An Chen, Note, Choosing to "Look Up": The Case for a Single, Mandated Climate Change Disclosure Framework, 64 B.C. L. Rev. 179 (2023). Jill E ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1M ago
The following law review articles relating to securities regulation are now available in paper format: Christian A. Lobello, Comment, Which Way to Wall Street?: Why the Only Solution to Congressional Insider Trading Regulation Is an Outright Ban, 97 Tul. L ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1M ago
Thomas M. Madden and Gerlinde Berger-Walliser have posted Making Sense of ESG with the SEC on SSRN with the following abstract: To debate at present whether public corporation Environmental, Social, and Governance (ESG) reporting is important or necessary or whether ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1M ago
Thomas M. Madden has posted Regulating Financial Sector Incentive Compensation a Decade after Dodd-Frank on SSRN with the following abstract: This article ushers three normative arguments grounded in justice theory leading to the recommendation of key reforms of financial sector ..read more
Law Professor Blogs Network » Securities Law Prof Blog
1M ago
The following law review articles relating to securities regulation are now available in paper format: Patrick M. Corrigan, Does an Initial Public Offering (IPO) Issuer's Securities and Exchange Commission Registration Fee Calculation Method Predict Pricing Revisions and IPO Underpricing?, 19 ..read more
Law Professor Blogs Network » Securities Law Prof Blog
2M ago
The following law review articles relating to securities regulation are now available in paper format: Abraham J.B. Cable, Regulating Democratized Investing, 83 Ohio St. L.J. 671 (2022). Carol R. Goforth, Regulation by Enforcement: Problems with the SEC's Approach to Cryptoasset ..read more
Law Professor Blogs Network » Securities Law Prof Blog
2M ago
The following law review articles relating to securities regulation are now available in paper format: Gilbert J. Bradshaw, Cullen Smythe, Frank Morgan & Brittany Phelan, Finders but Not Keepers: The Regulation of Unlicensed Finders in Small Private Capital Raises, 19 ..read more