The Securities and Exchange Commission today announced fraud charges against three companies purporting to be market makers and nine individuals for engaging in schemes to manipulate the markets for various crypto assets being offered and sold as… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission is closely monitoring the impact of Hurricane Milton on investors and capital markets. The SEC also continues to monitor the prior impact of Hurricane Helene. The SEC divisions and offices that oversee companies,… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today announced it will encourage investors to choose their information sources wisely during World Investor Week (WIW) 2024, which takes place Oct. 7-13. Whether investors are researching an investment professional… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today announced that Gurbir S. Grewal, Director of the Division of Enforcement, will depart the agency, effective Oct. 11, 2024. Upon Mr. Grewal’s departure, Sanjay Wadhwa, the Division’s Deputy Director, will serve… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today announced settled charges against James R. Craigie, a former CEO, Chairman, and board member of Church & Dwight Co. Inc., for violating proxy disclosure rules by standing for election as an independent… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing. The bank was also… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today charged John LoPinto, Robert Wilkos, and Laren Pisciotti for their roles in a fraudulent scheme involving investments in pre-IPO private companies. The SEC also charged several companies owned and/or… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today announced settled charges against registered investment adviser Marathon Asset Management LP for failing to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission today charged Olayinka Oyebola and his Public Company Accounting Oversight Board-registered accounting firm, Olayinka Oyebola & Co. (Chartered Accountants), with aiding and abetting a massive securities fraud… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more

The Securities and Exchange Commission is closely monitoring the impact of Hurricane Helene on investors and capital markets. The SEC divisions and offices that oversee companies, accountants, investment advisers, mutual funds, brokerage firms, transfer… More information at SECLaw.com Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544 ..read more