Businesses Struggling with ESG Data that will Aid SFDR Compliance
A Team Insight » Regtech Insight
by sharon
14h ago
Most businesses are struggling to prepare their data to meet a new European regulation that is designed in part to deliver huge troves of corporate ESG information into financial institutions’ systems. More than four-fifths of companies questioned in a study by data mastering company Semarchy said they lack confidence in their data management capabilities to... Read More The post Businesses Struggling with ESG Data that will Aid SFDR Compliance appeared first on A-Team ..read more
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19 RegTech Insights for 2025 from our RegTech Summits
A Team Insight » Regtech Insight
by sharon
2d ago
The RegTech Summits in London and New York delivered a deep dive into AI-driven compliance, accelerated settlement, and evolving regulatory frameworks among other key RegTech topics, with industry leaders and regulators weighing in on the biggest challenges ahead. From the implementation of accelerated settlement cycles across global markets to the rise of generative AI (GenAI)... Read More The post 19 RegTech Insights for 2025 from our RegTech Summits appeared first on A-Team ..read more
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DG FISMA Rejects the ESAs’ Draft RTS for DORA
A Team Insight » Regtech Insight
by sharon
2d ago
Less than one week after the Digital Operations Resilience Act (DORA) came into full force in the EU, the Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA) issued a letter to the Chair of the Joint Committee of the European Supervisory Authorities (ESAs) rejecting the draft regulatory technical standards (RTS) submitted... Read More The post DG FISMA Rejects the ESAs’ Draft RTS for DORA appeared first on A-Team ..read more
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Understanding Reticence for AI in Compliance: Interview with Strategic Risk Advisor, Jon Elvin
A Team Insight » Regtech Insight
by sharon
1w ago
The Saifr sponsored whitepaper—From Caution to Action: How Advisory Firms are Integrating AI in Compliance—published in November, explored a number of key themes surrounding the adoption of generative AI (GenAI) enabled technologies for compliance by advisors and wealth management companies. We recently covered the theme of in-house versus vendor supplied solutions in an interview with... Read More The post Understanding Reticence for AI in Compliance: Interview with Strategic Risk Advisor, Jon Elvin appeared first on A-Team ..read more
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“No WhatsApp Ban” – FCA’s Transition from Prescriptive Rulemaking to Outcome-Focused Regulation
A Team Insight » Regtech Insight
by sharon
1w ago
There was a flurry of headlines recently following statements from Financial Conduct Authority (FCA) Chief Executive Nikhil Rathi on a podcast, where he laid out the FCA’s new five-year strategy and its mandate for growth. In response to a direct question about regulating encrypted messaging apps and WhatsApp specifically, Mr. Rathi stated that they’re not... Read More The post “No WhatsApp Ban” – FCA’s Transition from Prescriptive Rulemaking to Outcome-Focused Regulation appeared first on A-Team ..read more
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ION Integrates CTRM Solutions with ION LookOut, Boosting Compliance Capabilities in the Energy Sector
A Team Insight » Regtech Insight
by sharon
2w ago
ION Commodities has integrated its Commodity Trading and Risk Management (CTRM) solutions with its regulatory reporting and trade surveillance platform, ION LookOut, to enhance compliance capabilities for energy sector firms navigating increasingly complex global regulatory requirements. With the energy industry facing mounting challenges in navigating evolving regulations – including EMIR, SFTR, REMIT, and the Dodd-Frank... Read More The post ION Integrates CTRM Solutions with ION LookOut, Boosting Compliance Capabilities in the Energy Sector appeared first on A-Team ..read more
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Operational Resilience Testing for DORA with Fusion Risk Management
A Team Insight » Regtech Insight
by sharon
2w ago
The Digital Operational Resilience Act (DORA), an EU regulation aimed at strengthening the IT security of financial entities is now ‘live’ and fully applicable as of January 17. This legislation mandates that financial institutions, including banks, insurance companies, and investment firms, ensure they can withstand, respond to, and recover from all types of Information and... Read More The post Operational Resilience Testing for DORA with Fusion Risk Management appeared first on A-Team ..read more
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GenAI in Compliance, Buy vs. Build: Interview with Saifr CEO Vall Herard
A Team Insight » Regtech Insight
by sharon
2w ago
The Saifr sponsored whitepaper – From Caution to Action: How Advisory Firms are Integrating AI in Compliance – published in November, explored a number of key themes surrounding the adoption of generative AI (GenAI) enabled technologies for compliance by advisors and wealth management companies. One theme examined survey participants attitudes regarding vender supplied versus in-house built... Read More The post GenAI in Compliance, Buy vs. Build: Interview with Saifr CEO Vall Herard appeared first on A-Team ..read more
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Video: MCO’s Avni Katechia Discusses Proactive Approaches to Regulatory Change Management Challenges
A Team Insight » Regtech Insight
by sharon
2w ago
In this video, Avni Katechia, Senior Solutions Consultant at MyComplianceOffice (MCO), discusses the evolving challenges of regulatory change management and how firms are adapting their compliance strategies to meet increasing demands. She highlights the complexities of managing regulatory obligations across multiple jurisdictions, the growing focus on data protection regulations such as GDPR and CCPA, and... Read More The post Video: MCO’s Avni Katechia Discusses Proactive Approaches to Regulatory Change Management Challenges appeared first on A-Team ..read more
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FinScan Data Quality Chief Seeks to End Compliance Failure Excuses
A Team Insight » Regtech Insight
by sharon
3w ago
The dog ate my homework. The train was delayed. The postman mislaid your birthday card. At one time or another, we’ve all used a weak excuse to forestall censure for an error of behaviour or judgement. And mostly, we’ve got away with it. In financial regulatory compliance, however, excuses won’t wash. Especially when it comes... Read More The post FinScan Data Quality Chief Seeks to End Compliance Failure Excuses appeared first on A-Team ..read more
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