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Understandably, CCOs worry about being held personally responsible for compliance failures. That is, in fact, exactly what legislators and regulators intended by creating rules subjecting CCOs to personal liability for their firm’s missteps. The fear of personal prosecution, the thinking goes, compels CCOs and their staffs to adhere to strict regulatory standards. It’s hard to argue with that logic. Incentives work, even negative ones. But these days, CCOs may find the somewhat unpredictable outcomes of regulatory action even more compelling than the threat of personal exposure in the abstrac ..read more

Meet the Hosts Dominick Campagna VP of Sales Dominick is an experienced sales leader with over 10 years combined experience in the technology, GRC, and financial services industries. He is driven by a passion to connect deeply with risk and compliance teams and understand their challenges in order to help make compliance easier. Prior to Ascent, Dominick was the Director of Solutions Engineering and Enablement at a Governance, Risk, and Compliance SaaS company. LinkedIn Hunter Tate Solutions Consultant Hunter joined Ascent as Solution Consultant with attorney expertise in Financi ..read more

ON-DEMAND WEBINAR Join our solution specialists for a live demo of Ascent's AI-powered regulatory compliance platform. Obligation Inventory Mapping  Leverage AI to build a granular inventory of obligations tailored to your products and services  As your business changes through new partnerships, acquisitions, and revenue generating initiatives into new product and services, Ascent grows with you Regulatory Change Management  AI powered regulatory change that will provide a side-by-side markup comparison of the previous to new change  Tailored output on how the change ..read more

February 28, 2023 at 11am EST February Live Demo This month, we’ll be exploring Ascent’s document feed features and our audit trail technology. Audit Trail Track changes Monitor user activity Demonstrate compliance to leadership and external auditors Document Feed Filterability Work Hacks Meet the Hosts Dominick Campagna VP of Sales Dominick is an experienced sales leader with over 10 years combined experience in the technology, GRC, and financial services industries. He is driven by a passion to connect deeply with risk and compliance teams and understand their challenges in ..read more

This content is password protected. To view it please enter your password below: Password: The post Protected: What’s News This Week – January 20 , 2023 appeared first on Ascent RegTech ..read more

Do you ever watch a series of gears move and work together? It is fascinating and creates power. However, if one gear is out of sync or broken then everything falls apart.  Managing regulatory change and its impact on mortgage lenders and service providers is like a system of gears that need to work with each other. If one gear fails, everything else fails. — If one gear fails, everything else might too. Mortgage lenders and service providers, as a segment of the financial services industry, face a lot of change. There is regulatory change, which includes changes and developments in enfo ..read more

Ready. Set. Go. 2023 is just around the corner, and with the new year come new regulations, risks, and challenges for compliance professionals. How will organizations stay on track and maneuver through key areas like ESG, data privacy, crypto, new AML requirements and the looming economic downturn? How will organizations stay on track and maneuver through key areas like ESG, data privacy, crypto, new AML requirements and the looming economic downturn? In this webinar, Clausematch invited compliance leaders to share their tips and plans for the upcoming year so that you can incorporate fre ..read more