
Financial Planning
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Financial Planning empowers financial advisors and wealth managers with essential analysis and insights into the ideas that are shaping their businesses. Through authoritative journalism, events, research, and benchmarking, it helps firms drive their businesses and the industry forward, navigating the critical opportunities in practice management, wealth tech, investment strategies, and tax and..
Financial Planning
13h ago
Mark Sam Kolta was at National Securities for nearly four years before its sale to B. Riley. While there, he managed to rack up more than two dozen customer complaints that were eventually settled for millions ..read more
Financial Planning
15h ago
Debra Taylor is spearheading a new program entailing education for financial advisors, guides for clients and technology integrations ..read more
Financial Planning
15h ago
The 2025 Orion Advisor Wealthtech Survey indicates that more than half of financial advisors plan to increase their investment in technology — and that many aren't using large parts of their existing tech stacks ..read more
Financial Planning
17h ago
Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would receive compensation for lending out their brokerage holdings ..read more
Financial Planning
17h ago
Opportunistic competitors anticipating trades are swooping in first, moving prices, according to a recent study ..read more
Financial Planning
17h ago
A new survey from Prudential predicts how the new generation's future will look, and what kinds of financial challenges this will create ..read more
Financial Planning
22h ago
There are 20 states that have sovereign wealth funds, generally funded by commodities or land, that might serve as models ..read more
Financial Planning
23h ago
For financial advisors, the hardest part of soliciting and posting SEC-compliant reviews can be overcoming reluctance on the compliance end ..read more
Financial Planning
2d ago
Young athletes are raking in as much as several millions of dollars a year, but the nascent legalized pay for student-athletes needs reforms, a new study said ..read more
Financial Planning
2d ago
Advisors say they are watching these changes closely, making portfolio adjustments where needed and generally reassuring nervous clients that they have planned for this sort of volatility ..read more